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SPARX ASSET MANAGEMENT KOREA CO., LTD.

SEOUL, Korea, South · CRD 338393 · IAPD ↗ · sparxkorea.com · 82-2-570-1600

$2.13BRegulatory AUM
8Advisory reps
23Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

45
July 2026 — SPARX ASSET MANAGEMENT KOREA CO., LTD. reported RAUM up 95% ($1.09B -> $2.13B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
February 2026 — SPARX ASSET MANAGEMENT KOREA CO., LTD. (SEOUL, Korea, South) is newly SEC-registered with $1.09B RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.