← Tributary

MAUNEY-PITT FINANCIAL MANAGEMENT, INC.

SHELBY, NC · CRD 337870 · IAPD ↗ · mauney-pitt.com · (704) 481-0101

$418.0MRegulatory AUM
3Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
June 2026 — MAUNEY-PITT FINANCIAL MANAGEMENT, INC.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
48
April 2026 — MAUNEY-PITT FINANCIAL MANAGEMENT, INC. notice-filed in FL, OK, SC, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
February 2026 — MAUNEY-PITT FINANCIAL MANAGEMENT, INC. (SHELBY, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.