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PROSPER PRIVATE WEALTH

MESA, AZ · CRD 333708 · IAPD ↗ · prosperpw.com · 888-404-3042

$150.8MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — PROSPER PRIVATE WEALTH reported RAUM up 34% ($112.7M -> $150.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
February 2026 — PROSPER PRIVATE WEALTH notice-filed in CA, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
March 2025 — PROSPER PRIVATE WEALTH (MESA, AZ) is newly SEC-registered with $112.7M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.