← Tributary

BEACON ASSOCIATES WEALTH MANAGEMENT, LLC

MAUMEE, OH · CRD 318651 · IAPD ↗ · 419-482-0280

$101.1MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — BEACON ASSOCIATES WEALTH MANAGEMENT, LLC now reports custody of client assets ($28.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
February 2026 — BEACON ASSOCIATES WEALTH MANAGEMENT, LLC (MAUMEE, OH) is newly SEC-registered with $100.8M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.