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MIRI CAPITAL MANAGEMENT LLC

BOSTON, MA · CRD 311308 · IAPD ↗ · miricapital.com · 617-938-3843

$929.7MRegulatory AUM
7Advisory reps
10Employees
0Clients
n/aPlanning clients
3Private funds
3States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

53
April 2026 — MIRI CAPITAL MANAGEMENT LLC now reports custody of client assets ($929.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2026 — MIRI CAPITAL MANAGEMENT LLC crossed $500M in regulatory AUM ($494.7M -> $929.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
56
April 2026 — MIRI CAPITAL MANAGEMENT LLC grew from 4 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
38
February 2026 — MIRI CAPITAL MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
38
April 2025 — MIRI CAPITAL MANAGEMENT LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2025 — MIRI CAPITAL MANAGEMENT LLC reported RAUM up 77% ($280.2M -> $494.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
52
April 2024 — MIRI CAPITAL MANAGEMENT LLC reported RAUM up 47% ($173.4M -> $255.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.