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HERON VIEW PARTNERS LLC

NEW YORK, NY · CRD 105926 · IAPD ↗ · heronviewpartners.com · 929-999-6381

$2.67BRegulatory AUM
14Advisory reps
17Employees
0Clients
n/aPlanning clients
22Private funds
4States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — HERON VIEW PARTNERS LLC shrank from 18 to 14 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
35
February 2026 — HERON VIEW PARTNERS LLC reported RAUM down 96% ($73.24B -> $3.13B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
February 2026 — HERON VIEW PARTNERS LLC shrank from 133 to 18 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
February 2026 — PINEBRIDGE INVESTMENTS LLC is now doing business as HERON VIEW PARTNERS LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
55
April 2025 — PINEBRIDGE INVESTMENTS LLC shrank from 141 to 133 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.