← Tributary

UPPER LEFT WEALTH MANAGEMENT, LLC

· CRD 288762 · IAPD ↗ · 917-768-3390

$201.1MRegulatory AUM
2Advisory reps
2Employees
0Clients
51-100Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
February 2026 — UPPER LEFT WEALTH MANAGEMENT, LLC notice-filed in CO, MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2024 — UPPER LEFT WEALTH MANAGEMENT, LLC reported RAUM up 41% ($102.0M -> $144.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.