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BROADWAY ADVISOR GROUP

ALBANY, NY · CRD 324281 · IAPD ↗ · sgroiwealth.com · 518-477-3626

$214.9MRegulatory AUM
3Advisory reps
4Employees
0Clients
51-100Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — BROADWAY ADVISOR GROUP reported RAUM up 29% ($166.6M -> $214.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
February 2026 — SGROI WEALTH is now doing business as BROADWAY ADVISOR GROUP.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
70
April 2025 — SGROI WEALTH reported RAUM up 81% ($91.9M -> $166.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
May 2024 — SGROI WEALTH notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — SGROI WEALTH reported RAUM up 41% ($65.1M -> $91.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — SGROI WEALTH reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.