← Tributary

MIDWESTERN FINANCIAL GROUP

IOWA CITY, IA · CRD 270022 · IAPD ↗ · 319-499-1620

$172.8MRegulatory AUM
3Advisory reps
3Employees
5Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — MIDWESTERN FINANCIAL GROUP now reports custody of client assets ($28.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
44
February 2026 — MIDWESTERN FINANCIAL GROUP notice-filed in IL, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2025 — MIDWESTERN FINANCIAL GROUP (IOWA CITY, IA) is newly SEC-registered with $139.3M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.