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WILLIAMS ASSET MANAGEMENT

COLUMBIA, MD · CRD 338196 · IAPD ↗ · williamsassetmanagement.com · 410-740-0220

$661.1MRegulatory AUM
6Advisory reps
9Employees
0Clients
0Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
June 2026 — WILLIAMS ASSET MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
February 2026 — WILLIAMS ASSET MANAGEMENT (COLUMBIA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.