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POST OAK PRIVATE WEALTH ADVISORS

HOUSTON, TX · CRD 159293 · IAPD ↗ · postoakprivatewealth.com · 281-580-2100

$390.9MRegulatory AUM
7Advisory reps
7Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
February 2026 — POST OAK PRIVATE WEALTH ADVISORS notice-filed in NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
February 2026 — POST OAK PRIVATE WEALTH ADVISORS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
February 2026 — POST OAK PRIVATE WEALTH ADVISORS reported RAUM up 39% ($282.0M -> $390.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
February 2026 — POST OAK PRIVATE WEALTH ADVISORS reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
March 2025 — POST OAK PRIVATE WEALTH ADVISORS reported RAUM up 38% ($204.5M -> $282.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
March 2024 — POST OAK PRIVATE WEALTH ADVISORS shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.