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KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC

ST. CHARLES, IL · CRD 338738 · IAPD ↗ · krmfinancial.com · 630-377-8760

$211.5MRegulatory AUM
1Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
June 2026 — KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
February 2026 — KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC (ST. CHARLES, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.