← Tributary

REFLECTION ASSET MANAGEMENT

· CRD 306663 · IAPD ↗ · wmnomics.com · 617-584-4042

$228.9MRegulatory AUM
2Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

62
April 2026 — REFLECTION ASSET MANAGEMENT reported RAUM up 39% ($164.9M -> $228.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
February 2026 — REFLECTION ASSET MANAGEMENT notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
January 2026 — REFLECTION ASSET MANAGEMENT notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2025 — REFLECTION ASSET MANAGEMENT reported RAUM up 26% ($130.9M -> $164.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — REFLECTION ASSET MANAGEMENT reported RAUM up 111% ($62.0M -> $130.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.