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SEAMOUNT FINANCIAL GROUP INC

COLORADO SPRINGS, CO · CRD 107834 · IAPD ↗ · seamountfinancial.com · 719-471-1171

$745.2MRegulatory AUM
6Advisory reps
10Employees
3Clients
1-10Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — SEAMOUNT FINANCIAL GROUP INC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
February 2026 — SEAMOUNT FINANCIAL GROUP INC notice-filed in NE, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.