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BLUE JAY FINANCIAL GROUP, LLC

DEFIANCE, OH · CRD 296467 · IAPD ↗ · 419-785-4525

$113.5MRegulatory AUM
3Advisory reps
9Employees
0Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2026 — BLUE JAY FINANCIAL GROUP, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — BLUE JAY FINANCIAL GROUP, LLC now reports custody of client assets ($61.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
February 2026 — BLUE JAY FINANCIAL GROUP, LLC notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
January 2026 — BLUE JAY FINANCIAL GROUP, LLC (DEFIANCE, OH) is newly SEC-registered with $107.1M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.