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EXPAND FINANCIAL GROUP, LLC

· CRD 293160 · IAPD ↗ · expandfinancialgroup.com · 916-521-5451

$113.5MRegulatory AUM
6Advisory reps
11Employees
2Clients
0Planning clients
0Private funds
15States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
April 2026 — EXPAND FINANCIAL GROUP, LLC notice-filed in ID, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
February 2026 — EXPAND FINANCIAL GROUP, LLC (location n/a) is newly SEC-registered with $106.8M RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.