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WEALTH COMPASS FINANCIAL, INC.

CARLSBAD, CA · CRD 290139 · IAPD ↗ · 760-509-4000

$115.4MRegulatory AUM
2Advisory reps
2Employees
146699Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
February 2026 — WEALTH COMPASS FINANCIAL, INC. (CARLSBAD, CA) is newly SEC-registered with $105.8M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.