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AUCTUS ADVISORS LLC

CHARLOTTE, NC · CRD 289489 · IAPD ↗ · 704 533-9880

$612.9MRegulatory AUM
2Advisory reps
3Employees
14Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
March 2026 — AUCTUS ADVISORS LLC crossed $500M in regulatory AUM ($480.9M -> $612.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
February 2026 — AUCTUS ADVISORS LLC notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
February 2026 — AUCTUS ADVISORS LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
February 2024 — AUCTUS ADVISORS LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.