← Tributary

WEST FINANCIAL ADVISORS, L.L.C.

DES MOINES, IA · CRD 142265 · IAPD ↗ · 515-284-1011

$674.2MRegulatory AUM
6Advisory reps
8Employees
0Clients
251-500Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
February 2026 — WEST FINANCIAL ADVISORS, L.L.C. notice-filed in FL, IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
February 2026 — WEST FINANCIAL ADVISORS, L.L.C. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
February 2025 — WEST FINANCIAL ADVISORS, L.L.C. notice-filed in AZ, CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
February 2024 — WEST FINANCIAL ADVISORS, L.L.C. crossed $500M in regulatory AUM ($418.8M -> $510.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.