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PROFESSIONAL FINANCIAL MANAGEMENT, INC.

APPLETON, WI · CRD 154016 · IAPD ↗ · pfmria.com · 920-687-2600

$115.5MRegulatory AUM
3Advisory reps
5Employees
164Clients
101-250Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
February 2026 — PROFESSIONAL FINANCIAL MANAGEMENT, INC. (APPLETON, WI) is newly SEC-registered with $103.2M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.