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DELTA CAPITAL

SANTANA DE PARNAIBA, Brazil · CRD 338957 · IAPD ↗ · deltacapitalpro.com · 2107990214

$11.1MRegulatory AUM
2Advisory reps
3Employees
0Clients
11-25Planning clients
0Private funds
4States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

15
October 2026 — DELTA CAPITAL moved its main office from SANTANA DE PARNAÍBA, SÃO PAULO, to SANTANA DE PARNAIBA, .
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
16
October 2026 — DELTA CAPITAL notice-filed in CA, FL, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
20
October 2026 — DELTA CAPITAL added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
February 2026 — DELTA CAPITAL (SANTANA DE PARNAÍBA, SÃO PAULO, Brazil) is newly SEC-registered with $1.9M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.