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ASTORIA PORTFOLIO ADVISORS LLC

NEW YORK, NY · CRD 288271 · IAPD ↗ · 212-381-6185

$977.6MRegulatory AUM
9Advisory reps
9Employees
0Clients
11-25Planning clients
0Private funds
20States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — ASTORIA PORTFOLIO ADVISORS LLC notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — ASTORIA PORTFOLIO ADVISORS LLC added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2026 — ASTORIA PORTFOLIO ADVISORS LLC reported RAUM up 40% ($698.8M -> $977.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2026 — ASTORIA PORTFOLIO ADVISORS LLC now reports custody of client assets ($20.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2026 — ASTORIA PORTFOLIO ADVISORS LLC grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
February 2026 — ASTORIA PORTFOLIO ADVISORS LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
July 2025 — ASTORIA PORTFOLIO ADVISORS LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
April 2025 — ASTORIA PORTFOLIO ADVISORS LLC reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2025 — ASTORIA PORTFOLIO ADVISORS LLC reported RAUM up 39% ($504.2M -> $698.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
78
November 2024 — ASTORIA PORTFOLIO ADVISORS LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
70
April 2024 — ASTORIA PORTFOLIO ADVISORS LLC crossed $500M in regulatory AUM ($313.1M -> $504.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.