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INVEST CAPITAL PARTNERS

SPRINGBORO, OH · CRD 287987 · IAPD ↗ · mwm.financial · 937-557-3200

$271.9MRegulatory AUM
9Advisory reps
13Employees
0Clients
1-10Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
February 2026 — INVEST CAPITAL PARTNERS notice-filed in NC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
February 2025 — INVEST CAPITAL PARTNERS notice-filed in MN, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
February 2025 — INVEST CAPITAL PARTNERS reported RAUM up 59% ($144.5M -> $229.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
January 2025 — INVEST CAPITAL PARTNERS added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
January 2025 — INVEST CAPITAL PARTNERS grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
25
August 2024 — INVEST CAPITAL PARTNERS changed its website from mwmrj.com to mwm.financial.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
40
August 2024 — INVEST CAPITAL PARTNERS filed an Item 4A succession naming INVEST CAPITAL PARTNERS (CRD 287987) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
46
July 2024 — INVEST CAPITAL PARTNERS notice-filed in AL, AZ, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
July 2024 — INVEST CAPITAL PARTNERS grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
44
February 2024 — INVEST CAPITAL PARTNERS notice-filed in IL, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.