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KING WEALTH MANAGEMENT GROUP, LLC

SARATOGA SPRINGS, NY · CRD 159550 · IAPD ↗ · kingwealthmanagementgroup.com · 518-306-5640

$1.08BRegulatory AUM
8Advisory reps
8Employees
0Clients
51-100Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
February 2026 — KING WEALTH MANAGEMENT GROUP, LLC notice-filed in ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
February 2026 — KING WEALTH MANAGEMENT GROUP, LLC crossed $1B in regulatory AUM ($931.3M -> $1.08B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
48
July 2025 — KING WEALTH MANAGEMENT GROUP, LLC moved its main office from NAPLES, FL to SARATOGA SPRINGS, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
53
July 2025 — KING WEALTH MANAGEMENT GROUP, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
February 2024 — KING WEALTH MANAGEMENT GROUP, LLC added office(s): 8 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
February 2024 — KING WEALTH MANAGEMENT GROUP, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.