← Tributary

WHELAN FINANCIAL

FRESNO, CA · CRD 107227 · IAPD ↗ · whelanfinancial.com · 559-228-8002

$781.8MRegulatory AUM
7Advisory reps
9Employees
18Clients
251-500Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
February 2026 — WHELAN FINANCIAL notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2025 — WHELAN FINANCIAL notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
August 2025 — WHELAN FINANCIAL added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
March 2025 — WHELAN FINANCIAL notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — WHELAN FINANCIAL crossed $500M in regulatory AUM ($453.1M -> $568.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.