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EFM INVESTMENTS & ADVISORY LLC

PORTLAND, OR · CRD 339744 · IAPD ↗ · efmi.com · 503-467-0829

$680.0MRegulatory AUM
5Advisory reps
13Employees
0Clients
0Planning clients
7Private funds
4States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

83
February 2026 — EFM INVESTMENTS & ADVISORY LLC (PORTLAND, OR) is newly SEC-registered with $653.2M RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.