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WESTEND CAPITAL MANAGEMENT, LLC.

SAUSALITO, CA · CRD 120545 · IAPD ↗ · wcmsf.com · (415) 856-0426

$436.2MRegulatory AUM
3Advisory reps
5Employees
0Clients
0Planning clients
1Private funds
6States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
February 2026 — WESTEND CAPITAL MANAGEMENT, LLC. notice-filed in LA, NM, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
February 2025 — WESTEND CAPITAL MANAGEMENT, LLC. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
February 2025 — WESTEND CAPITAL MANAGEMENT, LLC. reported RAUM up 49% ($232.9M -> $348.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
March 2024 — WESTEND CAPITAL MANAGEMENT, LLC. reported RAUM up 34% ($174.3M -> $232.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.