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DAWSON PARTNERS

NEW YORK, NY · CRD 339430 · IAPD ↗ · 416-668-3395

$999.1MRegulatory AUM
60Advisory reps
231Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
120-Day ApprovalSEC status

Filing changes

53
March 2026 — DAWSON PARTNERS now reports custody of client assets ($997.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
March 2026 — DAWSON PARTNERS now reports 1 private fund(s) ($999.1M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
February 2026 — DAWSON PARTNERS (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 58 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.