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LANDOLT SECURITIES, INC.

LAKE BLUFF, IL · CRD 28352 · IAPD ↗ · landoltsecurities.com · 847-838-5151

$137.8MRegulatory AUM
13Advisory reps
14Employees
0Clients
n/aPlanning clients
0Private funds
14States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
July 2026 — LANDOLT SECURITIES, INC. reported RAUM up 30% ($105.6M -> $137.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
July 2026 — LANDOLT SECURITIES, INC. grew from 10 to 13 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
March 2026 — LANDOLT SECURITIES, INC. (LAKE BLUFF, IL) is newly SEC-registered with $105.6M RAUM and 10 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.