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DOW FAMILY OFFICE ADVISORY, LLC

LAKEWOOD RANCH, FL · CRD 340475 · IAPD ↗ · 207-200-2200

$0Regulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
6States
2Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

44
June 2026 — DOW FAMILY OFFICE ADVISORY, LLC notice-filed in CT, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2026 — DOW FAMILY OFFICE ADVISORY, LLC (LAKEWOOD RANCH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.