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APPLE TREE ASSET MANAGEMENT, LLC

FORT WAYNE, IN · CRD 298437 · IAPD ↗ · appletreefinancialgroup.com · 260-637-7278

$151.9MRegulatory AUM
6Advisory reps
7Employees
273Clients
11-25Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — APPLE TREE ASSET MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
46
June 2025 — APPLE TREE ASSET MANAGEMENT, LLC notice-filed in FL, MI, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
August 2024 — APPLE TREE ASSET MANAGEMENT, LLC (FORT WAYNE, IN) is newly SEC-registered with $115.1M RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.