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COMPASS FINANCIAL ADVISORY SERVICES, LLC

ORMOND BEACH, FL · CRD 316843 · IAPD ↗ · (386) 673-5191

$527.2MRegulatory AUM
6Advisory reps
11Employees
0Clients
0Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
March 2026 — COMPASS FINANCIAL ADVISORY SERVICES, LLC crossed $500M in regulatory AUM ($443.8M -> $527.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
June 2025 — COMPASS FINANCIAL ADVISORY SERVICES, LLC notice-filed in KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
71
June 2025 — COMPASS FINANCIAL ADVISORY SERVICES, LLC grew from 4 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
April 2025 — COMPASS FINANCIAL ADVISORY SERVICES, LLC reported RAUM up 25% ($354.0M -> $443.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
February 2024 — COMPASS FINANCIAL ADVISORY SERVICES, LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.