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ARG PRIVATE WEALTH, LLC

CINCINNATI, OH · CRD 336183 · IAPD ↗ · argprivatewealth.com · 513-488-1600

$280.0MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
September 2026 — ARG PRIVATE WEALTH, LLC notice-filed in AL, KY, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
98
July 2026 — ARG PRIVATE WEALTH, LLC (CINCINNATI, OH) is newly SEC-registered with $280.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
60
December 2025 — ARG PRIVATE WEALTH, LLC (CINCINNATI, OH) left the SEC roster (was $0 RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
June 2025 — ARG PRIVATE WEALTH, LLC (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.