← Tributary

SREP CAPITAL MANAGEMENT, LLC

GREENWICH, CT · CRD 296281 · IAPD ↗ · 203-542-2870

$157.9MRegulatory AUM
4Advisory reps
4Employees
0Clients
0Planning clients
15Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2026 — SREP CAPITAL MANAGEMENT, LLC shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
80
June 2025 — SREP CAPITAL MANAGEMENT, LLC (GREENWICH, CT) is newly SEC-registered with $155.4M RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.