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BALANCE WEALTH

WORTHINGTON, OH · CRD 329589 · IAPD ↗ · balancewealth.com · (800) 551-7787

$386.7MRegulatory AUM
9Advisory reps
12Employees
11Clients
251-500Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — BALANCE WEALTH notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2026 — BALANCE WEALTH reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
December 2025 — BALANCE WEALTH added office(s): 8 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
48
August 2025 — BALANCE WEALTH moved its main office from COLUMBUS, OH to WORTHINGTON, OH.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
53
August 2025 — BALANCE WEALTH notice-filed in AZ, MD, NC, NH, NY, PA, SC, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
August 2025 — BALANCE WEALTH reported RAUM up 86% ($187.6M -> $348.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
June 2025 — BALANCE WEALTH notice-filed in CA, FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
June 2025 — BALANCE WEALTH added office(s): 2 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
69
June 2025 — BALANCE WEALTH grew from 4 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
March 2025 — BALANCE WEALTH (COLUMBUS, OH) is newly SEC-registered with $187.6M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.