← Tributary

A.T. LLOYD'S, INC

SEATTLE, WA · CRD 148225 · IAPD ↗ · atlloydinc.com · 206-443-6214

$118.6MRegulatory AUM
1Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
5States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2026 — A.T. LLOYD'S, INC (SEATTLE, WA) left the SEC roster (was $118.6M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
June 2025 — A.T. LLOYD'S, INC (SEATTLE, WA) is newly SEC-registered with $118.6M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.