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ELLERBROCK-NORRIS WEALTH STRATEGIES LLC

OMAHA, NE · CRD 295099 · IAPD ↗ · en-ws.com · (402) 884-1320

$171.6MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
March 2026 — ELLERBROCK-NORRIS WEALTH STRATEGIES LLC reported RAUM up 55% ($110.6M -> $171.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
June 2025 — ELLERBROCK-NORRIS WEALTH STRATEGIES LLC (OMAHA, NE) is newly SEC-registered with $110.6M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.