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MML INVESTMENT ADVISERS, LLC

SPRINGFIELD, MA · CRD 169568 · IAPD ↗ · 413-744-1000

$24.55BRegulatory AUM
11Advisory reps
18Employees
1Clients
n/aPlanning clients
0Private funds
1States
14Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
October 2026 — MML INVESTMENT ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 2 (12 -> 14).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
December 2025 — MML INVESTMENT ADVISERS, LLC reported RAUM down 42% ($41.00B -> $23.98B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
45
December 2025 — MML INVESTMENT ADVISERS, LLC shrank from 15 to 12 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
June 2025 — MML INVESTMENT ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 2 (10 -> 12).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.