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KAGAN COCOZZA ASSET MANAGEMENT

· CRD 154321 · IAPD ↗ · kagancocozza.com · 484-334-8201

$165.4MRegulatory AUM
2Advisory reps
2Employees
0Clients
26-50Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
June 2025 — KAGAN COCOZZA ASSET MANAGEMENT notice-filed in CA, FL, NY, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
December 2024 — KAGAN COCOZZA ASSET MANAGEMENT (location n/a) is newly SEC-registered with $130.6M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.