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SWMG, LLC

FORT WORTH, TX · CRD 166688 · IAPD ↗ · 817-210-3444

$430.4MRegulatory AUM
5Advisory reps
19Employees
0Clients
11-25Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
August 2026 — SWMG, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
July 2026 — SWMG, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2026 — SWMG, LLC reported RAUM up 34% ($320.1M -> $430.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
63
April 2025 — SWMG, LLC reported RAUM up 29% ($249.0M -> $320.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2024 — SWMG, LLC reported RAUM up 27% ($196.4M -> $249.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.