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ROYAL OAK FINANCIAL ADVISORS, LLC

ROYAL OAK, MI · CRD 290152 · IAPD ↗ · 248-709-6134

$366.1MRegulatory AUM
7Advisory reps
7Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
August 2026 — ROYAL OAK FINANCIAL ADVISORS, LLC notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
August 2026 — ROYAL OAK FINANCIAL ADVISORS, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
June 2025 — ROYAL OAK FINANCIAL ADVISORS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2024 — ROYAL OAK FINANCIAL ADVISORS, LLC reported RAUM up 30% ($192.7M -> $250.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.