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FIDUCIARY CAPITAL MANAGEMENT LLC

CHEYENNE, WY · CRD 340618 · IAPD ↗ · fiduciarycm.com · 503 515 1313

$149.8MRegulatory AUM
10Advisory reps
12Employees
0Clients
0Planning clients
0Private funds
22States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — FIDUCIARY CAPITAL MANAGEMENT LLC notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
August 2026 — FIDUCIARY CAPITAL MANAGEMENT LLC notice-filed in MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
August 2026 — FIDUCIARY CAPITAL MANAGEMENT LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
50
July 2026 — FIDUCIARY CAPITAL MANAGEMENT LLC notice-filed in CO, CT, GA, IL, LA, MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
July 2026 — FIDUCIARY CAPITAL MANAGEMENT LLC grew from 6 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
July 2026 — FIDUCIARY CAPITAL MANAGEMENT LLC reported RAUM up 184% ($52.5M -> $149.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
June 2026 — FIDUCIARY CAPITAL MANAGEMENT LLC reported RAUM down 63% ($142.5M -> $52.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
May 2026 — FIDUCIARY CAPITAL MANAGEMENT LLC notice-filed in ID, IN, NC, OH, PR, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
May 2026 — FIDUCIARY CAPITAL MANAGEMENT LLC reported RAUM up 2848937% ($5,000 -> $142.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
May 2026 — FIDUCIARY CAPITAL MANAGEMENT LLC grew from 1 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
April 2026 — FIDUCIARY CAPITAL MANAGEMENT LLC (CHEYENNE, WY) is newly SEC-registered (provisional 120-day approval) with $5,000 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.