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FLAGSTAR SECURITIES, INC.

NEW YORK, NY · CRD 104233 · IAPD ↗ · flagstar.com · 646-822-1475

$784.3MRegulatory AUM
37Advisory reps
37Employees
0Clients
0Planning clients
0Private funds
53States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
August 2026 — FLAGSTAR ADVISORS, INC. is now doing business as FLAGSTAR SECURITIES, INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
48
April 2026 — FLAGSTAR ADVISORS, INC. reported RAUM down 32% ($1.16B -> $784.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
53
April 2026 — FLAGSTAR ADVISORS, INC. shrank from 47 to 37 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
78
April 2026 — FLAGSTAR ADVISORS, INC. now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
55
March 2025 — FLAGSTAR ADVISORS, INC. added office(s): 16 -> 17 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
March 2025 — FLAGSTAR ADVISORS, INC. crossed $1B in regulatory AUM ($966.7M -> $1.16B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
February 2025 — FLAGSTAR ADVISORS, INC. notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.