← Tributary

PATHWISE

WALNUT CREEK, CA · CRD 174215 · IAPD ↗ · pathwise.co · 925-939-5607

$255.0MRegulatory AUM
2Advisory reps
4Employees
0Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2026 — PATHWISE reported RAUM up 25% ($203.6M -> $255.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
March 2025 — PATHWISE reported RAUM up 25% ($162.5M -> $203.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
November 2024 — PATHWISE added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
March 2024 — PATHWISE moved its main office from PLEASANT HILL, CA to WALNUT CREEK, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
58
March 2024 — PATHWISE reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
March 2024 — PATHWISE reported RAUM up 30% ($125.3M -> $162.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.