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KAPSTONE FINANCIAL ADVISORS LLC

LEBANON, OH · CRD 318885 · IAPD ↗ · kapstoneadvisors.com · (937) 751-1000

$322.3MRegulatory AUM
3Advisory reps
5Employees
0Clients
11-25Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
February 2025 — KAPSTONE FINANCIAL ADVISORS LLC reported RAUM up 33% ($204.8M -> $271.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
June 2024 — KAPSTONE FINANCIAL ADVISORS LLC notice-filed in NE, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2024 — KAPSTONE FINANCIAL ADVISORS LLC moved its main office from LEBENON, OH to LEBANON, OH.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
45
February 2024 — KAPSTONE FINANCIAL ADVISORS LLC moved its main office from DAYTON, OH to LEBENON, OH.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.