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OAK GROVE CAPITAL, LLC

· CRD 165465 · IAPD ↗ · 412-515-8899

$871.0MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — OAK GROVE CAPITAL, LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2026 — OAK GROVE CAPITAL, LLC reported RAUM up 41% ($616.2M -> $871.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2026 — OAK GROVE CAPITAL, LLC now reports custody of client assets ($378.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
53
June 2025 — OAK GROVE CAPITAL, LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — OAK GROVE CAPITAL, LLC crossed $500M in regulatory AUM ($340.9M -> $616.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
August 2024 — OAK GROVE CAPITAL, LLC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
April 2024 — OAK GROVE CAPITAL, LLC reported RAUM up 102% ($169.1M -> $340.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.