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FIRST PRINCIPLES GROUP

· CRD 322950 · IAPD ↗ · firstprinciples.group · 847-668-7950

$1.64BRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
23Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

70
April 2026 — FIRST PRINCIPLES GROUP crossed $1B in regulatory AUM ($630.8M -> $1.64B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
55
April 2025 — FIRST PRINCIPLES GROUP crossed $500M in regulatory AUM ($340.2M -> $630.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
83
August 2024 — FIRST PRINCIPLES GROUP (location n/a) is newly SEC-registered with $340.2M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.