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COMPASS FINANCIAL GROUP, INC.

DUBLIN, OH · CRD 130867 · IAPD ↗ · 614-791-0093

$148.8MRegulatory AUM
2Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2025 — COMPASS FINANCIAL GROUP, INC. now reports custody of client assets ($21.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
August 2024 — COMPASS FINANCIAL GROUP, INC. (DUBLIN, OH) is newly SEC-registered with $114.8M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.