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FISHER\SMB

CARROLLTON, TX · CRD 331205 · IAPD ↗ · 888-674-4504

$6.85BRegulatory AUM
4Advisory reps
159Employees
70Clients
n/aPlanning clients
0Private funds
50States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
July 2026 — FISHER\SMB moved its main office from PLANO, TX to CARROLLTON, TX.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
49
April 2026 — FISHER\SMB notice-filed in DE, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — FISHER\SMB reported RAUM up 25% ($5.46B -> $6.85B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
July 2025 — FISHER RETIREMENT SOLUTIONS LLC is now doing business as FISHER\SMB.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
65
November 2024 — FISHER RETIREMENT SOLUTIONS LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
45
October 2024 — FISHER RETIREMENT SOLUTIONS LLC notice-filed in AK, AL, AR, AZ, CO, CT, DC, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, VA, WI, WV, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
October 2024 — FISHER RETIREMENT SOLUTIONS LLC grew from 1 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
36
August 2024 — FISHER RETIREMENT SOLUTIONS LLC notice-filed in FL, UT, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
August 2024 — FISHER RETIREMENT SOLUTIONS LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
June 2024 — FISHER RETIREMENT SOLUTIONS LLC (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.