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SWEENEY FINANCIAL ADVISORS

BEDFORD, NH · CRD 116564 · IAPD ↗ · 603-625-8400

$403.2MRegulatory AUM
4Advisory reps
6Employees
0Clients
51-100Planning clients
0Private funds
6States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
September 2026 — SWEENEY FINANCIAL ADVISORS moved its main office from MANCHESTER, NH to BEDFORD, NH.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
58
September 2026 — SFM, LLC is now doing business as SWEENEY FINANCIAL ADVISORS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
47
August 2024 — SFM, LLC notice-filed in CA, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
May 2024 — SFM, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
61
April 2024 — SFM, LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
February 2024 — SFM, LLC notice-filed in ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.